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P.R. Herzig & Co.'s founder, Philip Herzig, instilled in the firm a strong culture of ethics, often reminding colleagues that the firm's business is built on trust.

In keeping with that culture, Thomas Herzig, president, became an early CFA charterholder, in 1982.

Since then the firm has strongly encouraged all investment professionals to obtain the CFA designation, which involves three or more years of rigorous study and requires us to place our clients' interests before our own.

We go beyond minimum compliance with government rules and regulations. As CFA charterholders and candidates, we adhere to the most stringent code of ethics in the investment industry.

 


 

Information about "CFA" and  "Chartered Financial Analyst"

CFA Code and Standards of Practice (PDF file)

CFA Institute Asset Manager Code of Ethics